Assets Invested In ETFs/ETPs Listed In The United States Reached A New Record...
Assets invested in ETFs/ETPs listed in the United States reached a new record high of US$2.217 trillion at the end of April 2016, according to preliminary data from ETFGI’s April 2016 global ETF and...
View ArticleFINRA Fines Stephens Inc. $900,000 For Inadequate Supervision Of Research...
The Financial Industry Regulatory Authority (FINRA) announced today that it has censured Stephens Inc., of Little Rock, Arkansas, and fined the firm $900,000 for inadequately supervising firm-wide...
View ArticleTMX Group Announces Election Of Directors
TMX Group today announced that the nominees listed in the management proxy circular for the 2016 Annual and Special Meeting of Shareholders were elected as directors of TMX Group Limited. Detailed...
View ArticleTaiwan Futures Exchange Wins The Asian Banker âFinancial Derivatives...
The Taiwan Futures Exchange (TAIFEX) was today named the winner of the ‘Financial Derivatives Exchange of the Year’ award at the Asian Banker Financial Markets Awards 2016 held today in Hanoi, Vietnam....
View ArticleACERâs Annual Conference: A Look Into The Future As The Agency Turns Five
ACER is glad to invite you to its fifth Annual Conference “ACER: Past, Present and Future”, which will take place on 16 June. The Conference will take stock of ACER’s first five years and aim to define...
View ArticleState Bank Of India & Accuity Win Anti-Money Laundering Technology...
State Bank of India (SBI) and Accuity win the Anti-Money Laundering (AML) Technology Implementation of the Year 2016 at The Asian Banker Awards today.read more...
View ArticleU.S. Corporate And Municipal Debt Issuance Projected To Grow, CUSIP Requests...
CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for April 2016. The report, which tracks the issuance of new security identifiers as an early indicator of...
View ArticleSEC Announces Agenda For May 18 Meeting Of The Advisory Committee On Small...
Use of the SEC’s Internet submission form or send an e-mail to rule-comments@sec.govread more...
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20 Years Later: The Mount Everest Tragedy
Source: National GeographicThis week marks the 20th anniversary of the tragedy that took the lives of Rob Hall, Scott Fisher, and other members of their expeditions. Many of you may have read Jon...
View ArticleBroadridge Adds Derivatives Clearing To Its Global Post Trade Management...
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that it has broadened its Global Post Trade Management (GPTM) solution, adding exchange-traded derivatives functionality through the...
View ArticleSEC Charges Father, Son, Others In Tribal Bonds Scheme
The Securities and Exchange Commission today charged a father and son and five associates with defrauding investors in sham Native American tribal bonds in order to steal millions of dollars in...
View ArticleEBA Provides Guidance For Computing Financial Soundness Indicators (FSIs)
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View ArticleEuropean Investment Bank: Launch Of Ginkgo Fund 2
Building on its first vehicle, instigated by the Edmond de Rothschild Group in 2010, Ginkgo announces the first closing and launch of its second fund, Ginkgo 2, which targets the sustainable...
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New Ways For The Financing Of Small And Medium Enterprises And The Challenges...
Good afternoon. Thank you, Claudia [Cooper]. This panel provides a great opportunity to discuss the SEC’s important work in this space and to share ideas with securities regulators from around the...
View ArticleASIC Consults On Updated Guidance To Improve Disclosure Of Historical...
ASIC has today released a consultation paper proposing to update guidance in Regulatory Guide 228 Prospectuses: Effective disclosure for retail investors (RG 228).read more...
View ArticleFirst Ever FinTech Bridge Established Between Britain And Singapore
The new FinTech Bridge will help UK FinTech firms and investors access the Asian market and expand to Singapore, as well as attracting Singaporean FinTech companies and investors to the UK.read more...
View ArticleASX Consults On Updated Admission Requirements For Listed Entities
ASX has today released a consultation paper on proposed changes to its requirements for admission to the ASX official list. The changes are designed to maintain and strengthen the reputation of ASX as...
View ArticleTaiwan Futures Exchange Monthly Newsletter - May 2016
Click here to download TAIFEX's monthly newsletter for May 2016.
View ArticleSIX Exchange Regulation: Reprimand Issued Against Perrot Duval Holding SA
SIX Exchange Regulation reprimands Perrot Duval Holding SA for several errors in its Swiss GAAP FER semi-annual financial statements 2015/16. Perrot Duval Holding SA is sanctioned for the missing...
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