CFTCâs 2016 SmartCheck Week To Emphasize Continual Background Checks Of...
When it comes to checking the background of financial professionals, investors should not take a “one and done” approach. It is wise to check the background of the person or entity at least annually....
View ArticleBats Welcomes Two New WisdomTree ETFs - New ETFs Begin Trading Today On The...
Bats Global Markets (Bats), the #1 U.S. market for the trading of exchange-traded funds (ETFs), today welcomed two new ETFs from WisdomTree to its U.S. market.read more...
View ArticleLagarde Appoints Historians To Chronicle âDefining Momentsâ In...
Ms. Christine Lagarde, Managing Director of the International Monetary Fund (IMF), today announced the appointment of Professor Harold James of Princeton University and Atish (Rex) Ghosh, Assistant...
View ArticleESAs Identify Vulnerabilities Affecting The EU Financial System And Suggest...
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View ArticleStatement From U.S. Treasury Secretary Jacob J. Lew On Metlife V. Financial...
“Earlier today, the district court unsealed its recent opinion rescinding the FSOC’s designation of MetLife. I strongly disagree with the court’s ruling. This decision leaves one of the largest and...
View ArticleEBA And EIB Group To Promote Discussion On Synthetic Securitisation And...
On 31 May 2016, the European Banking Authority (EBA), jointly with the European Investment Bank Group (European Investment Bank and European Investment Fund), will host a seminar at the EBA premises...
View ArticleSEC: Las Vegas Sands Paying Penalty For FCPA Violations
The Securities and Exchange Commission today announced that Las Vegas Sands Corp. has agreed to pay a $9 million penalty to settle charges that it violated the Foreign Corrupt Practices Act (FCPA) by...
View ArticleComptroller Of The Currency Discusses Innovation During Retail Banking...
Comptroller of the Currency Thomas J. Curry today discussed innovation and its impact on retail banking during an appearance at the American Banker Retail Banking Conference. During his remarks, the...
View ArticleNasdaq Holds First Quarter 2016 Investor Conference Call
Nasdaq (NASDAQ:NDAQ) has scheduled its First Quarter 2016 results announcement.read more...
View ArticleUK's Financial Conduct Authority - TR16/3: Meeting Investorsâ Expectations
We are reporting the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the...
View ArticleESMA Publishes Responses To The Consultation On Guidelines On Transaction...
The European Securities and Markets Authority (ESMA) has published the responses received to the Consultation on Guidelines on transaction reporting, reference data, order record keeping & clock...
View ArticleNeurensic Appoints Dr. Cliff Click As Chief Technology Officer, Announces New...
Neurensic, an artificial intelligence technology startup focused on softwareasaservice solutions for the financial services industry, today announced that Dr. Cliff Click has been named Chief...
View ArticleU.S. Department Of The Treasury: Remarks Of Under Secretary Nathan Sheets At...
I would like to thank the Carnegie Endowment for International Peace for hosting me today. Your upcoming launch of “Carnegie India” in New Delhi reflects another important step in what I see as a...
View ArticleITG to Announce First Quarter 2016 Results
NEW YORK, April 7, 2016 â ITG (NYSE: ITG), a leading independent broker and financial technology provider, plans to announce first quarter 2016 financial results on Thursday, May 5, 2016, in a press...
View ArticleTMX Group Equity Financing Statistics â March 2016
TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for March 2016.read more...
View ArticleDIFC, DIEDC And UAE Insurance Authority Inaugurate 11th Annual World Takaful...
This morning, the 11th annual World Takaful Conference (WTC) played host to powerful keynote addresses to a packed audience of over 300 industry leaders from the Middle East, East Asia, Europe and...
View ArticleWarsaw Stock Exchange: Changes In The Management Board Of BondSpot S.A.
President of the Management Board of BondSpot S.A. Jacek Fotek has resigned on 11 April 2016. GPW Managing Director for Development Izabela Olszewska has been delegated as acting President of BondSpot....
View ArticleEBA Acknowledges Notification From The Austrian Financial Market
The EBA has received a notification from the Austrian Financial Market Authority (Finanzmarktaufsicht, FMA), in its capacity as Resolution Authority, in relation to the application of resolution...
View ArticleSEC: Company Misled Investors About Energy-Efficient Technology
The Securities and Exchange Commission today announced fraud charges against a Texas-based technology company and its founder accused of boosting stock sales with false claims about a supposedly...
View ArticleCall For Papers For The 5th Annual EBA Research Workshop
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