ESMA Publishes New Q&A On Investor Protection Under MiFID II
The European Securities and Markets Authority (ESMA) has published a Questions and Answers (Q&A) document regarding the implementation of investor protection topics under the Market in Financial...
View ArticleFinancial Advisors Are A Crucial Part Of The Investing Community, By Frank...
As the world's largest equity derivatives clearing organization, OCC knows that financial advisors are a crucial part of the investing community. According to Cerulli Associates, there are roughly...
View ArticleDependent Defaults and Losses with Factor Copula Models. (arXiv:1610.03050v1...
We introduce a class of flexible and tractable static factor models for the joint term structure of default probabilities, the factor copula models. These high dimensional models remain parsimonious...
View ArticleFeasible Invertibility Conditions for Maximum Likelihood Estimation for...
Invertibility conditions for observation-driven time series models often fail to be guaranteed in empirical applications. As a result, the asymptotic theory of maximum likelihood and quasi-maximum...
View ArticleOption pricing with Legendre polynomials. (arXiv:1610.03086v1 [q-fin.MF])
Here we develop an option pricing method based on Legendre series expansion of the density function. The key insight, relying on the close relation of the characteristic function with the series...
View ArticleShire plc To Join The NASDAQ-100 Index Beginning October 19, 2016
Nasdaq (Nasdaq:NDAQ) today announced that Shire plc (Nasdaq:SHPG), will become a component of the NASDAQ-100 Index® (Nasdaq:NDX) and the NASDAQ-100 Equal Weighted Index (Nasdaq:NDXE) prior to market...
View ArticleShenzhen Stock Exchange Market Bulletin 10 October, 2016, Issue 34
In order to support implementation of Shenzhen-Hong Kong Stock Connect Program, Shenzhen Stock Exchange hereby amends articles regarding trading participants in the Trading Rules of Shenzhen Stock...
View ArticleASX Responds To Regulatory Expectations And Updates Its Code Of Practice
ASX has updated its Cash Equities Clearing and Settlement Code of Practice (Code) to align with the set of Regulatory Expectations released today by the Council of Financial Regulators (CFR).read more...
View ArticleShenzhen Stock Exchange Releases Rules On Shenzhen-Hong Kong Stock Connect...
On September 30, Shenzhen Stock Exchange (SZSE) formally released eight sets of rules governing the upcoming Shenzhen-Hong Kong Stock Connect program, including the Measures for the Implementation of...
View ArticleAvelacom, A Global Network Service Provider, Entered Into A New Partnership...
The partnership expands options for financial services industry to speed up their trading and identify new arbitrage trading opportunities across key financial and commodity derivatives markets.read...
View ArticleSecurities Commission Malaysia Invites Public Feedback On Regulatory...
Securities Commission Malaysia (SC) today published a consultation paper seeking public feedback on a proposed regulatory framework for trustees and custodians in the Malaysian capital market.read more...
View ArticleTwo New Members Join ESM Board Of Auditors
The Board of Governors of the European Stability Mechanism (ESM) has appointed François-Roger Cazala and Kevin Cardiff to its Board of Auditors, each for a non-renewable three-year term. Mr Cazala is a...
View ArticleLondon Bullion Market Association Announces Cinnober’s Boat As The...
The London Bullion Market Association (LBMA) announces today that Boat Services Ltd, in a joint submission with Autilla, has been selected as the chosen provider in the LBMA’s Request for Proposal...
View ArticleDongXing Securities Selects Horizon For Option Trading
Horizon Software (Horizon), the leading global technology provider for electronic trading and investment management, announced today that Chinese broker,DongXing Securities (DongXing), has chosen...
View ArticleShire Plc To Join The NASDAQ-100 Index Beginning October 19, 2016
Nasdaq (Nasdaq:NDAQ) today announced that Shire plc (Nasdaq:SHPG), will become a component of the NASDAQ-100 Index® (Nasdaq:NDX) and the NASDAQ-100 Equal Weighted Index (Nasdaq:NDXE) prior to market...
View ArticleUK's Financial Conduct Authority Imposes Penalties On Sonali Bank (UK)...
The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has...
View ArticleDeutsche Börse Cash Market: Fresenius Medical Care Celebrates 20 Years...
DAX company Fresenius Medical Care celebrated its 20th anniversary as well as 20 years on the stock exchange in Frankfurt this morning. CEO of the company, Rice Powell, opened trading with a ring of...
View ArticleGreenkey To Launch Mobile ‘Turret’ App For Traders And Brokers
GreenKey<http://www.greenkeytech.com/>, creator of an award-winning voice workspace platform for global financial market participants, today announced that the firm next month will launch a...
View ArticleHKEX Announces Chief Executive Of Its Commodity-Trading Platform In Qianhai
Hong Kong Exchanges and Clearing Limited (HKEX) has appointed Guo Xiaoli as Chief Executive of the commodity-trading platform it is building in the Qianhai Shenzhen-Hong Kong Modern Service Industry...
View ArticleESMA Publishes Updated UCITS Q&A
The European Securities and Markets Authority (ESMA) has published an updated questions and answers (Q&A) document on the application of the Undertakings for the Collective Investment in...
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