CFTC’s Market Risk Advisory Committee Announces Agenda for April 26...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the agenda for the upcoming Market Risk Advisory Committee (MRAC) public meeting that will be held on April 26, 2016 at CFTCâs...
View ArticleCFTC Chairman Announces Dan Rutherford as Director of the Office of Customer...
U.S. Commodity Futures Trading Commission (CFTC) Chairman Timothy Massad announced today that Dan Rutherford has joined the agency as its first Director of the Office of Customer Education and Outreach.
View ArticleCFTC Proposes Additional Interest Rate Swaps For Clearing Requirement
The U.S. Commodity Futures Trading Commission (CFTC) today proposed amending CFTC regulation 50.4(a) to require certain additional interest rate swaps to be cleared by market participants through a...
View ArticleCFTC Extends No-Action Relief to SEFs and DCMs from Certain CFTC Regulations...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (DMO) and Division of Clearing and Risk (together, the Divisions) today issued a no-action letter extending the...
View ArticleCFTC Approves Final Rule to Amend Swap Data Recordkeeping and Reporting...
The U.S. Commodity Futures Trading Commission (CFTC) today approved a final rule (the Final Rule) that amends existing swaps reporting regulations in order to provide additional clarity to swap...
View ArticleCFTC Requests Public Comment on a Rule Amendment Certification Filing by ICE...
The U.S. Commodity Futures Trading Commission (CFTC) is requesting public comment on a rule amendment certification filing by ICE Futures U.S. which would clarify that parties to a block trade may...
View ArticleCFTC’s Market Risk Advisory Committee Announces Agenda for June 27...
The U.S. Commodity Futures Trading Commission (CFTC) today announced the agenda for the upcoming Market Risk Advisory Committee (MRAC) public meeting that will be held on June 27, 2016 at CFTCâs...
View ArticleCFTC Reopens Comment Period for Certain Elements of Regulation AT
Staff of the Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight held a public roundtable meeting on Friday, June 10, 2016, to discuss certain elements of the CFTCâs notice...
View ArticleCFTC Requests Public Comment on Swap Clearing Requirement Submissions
The U.S. Commodity Futures Trading Commission (CFTC) is requesting public comment on submissions the CFTC received over the past several years from seven registered derivatives clearing organizations...
View ArticleCFTC Grants Registration to Clear Markets North America, Inc.
The U.S. Commodity Futures Trading Commission (CFTC) announced that it has approved the application of Clear Markets North America, Inc. (Clear Markets), granting it fully registered status with the...
View ArticleCFTC Releases Rule Enforcement Review of the CBOE Futures Exchange, LLC
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (Division) announced today that it issued the results of a rule enforcement review of the CBOE Futures Exchange,...
View ArticleCFTC Staff Issues Advisory Reminding Commission Registrants of Compliance...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Swap Dealer and Intermediary Oversight today issued a Staff Advisory to remind Futures Commission Merchants and Introducing Brokers...
View ArticleCFTC Staff Approves a Public Comment Extension for a Rule Amendment...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (DMO) announced today that it has granted ICE Futures U.S. a 15-day extension of the public comment period and a...
View ArticleCFTC Extends Designation of DTCC-SWIFT as LEI Provider
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order extending, by one year, the designation of the utility operated by DTCC-SWIFT as the provider of legal...
View ArticleThe Nasdaq Stock Market® Leads All US Listing Exchanges With 38 Percent...
Nasdaq (Nasdaq:NDAQ), the single largest U.S. equity exchange by market share, announced 13 new ETP listings in June, further establishing itself as the foremost listing and trading venue for...
View ArticleFTSE Russell Confirms Compliance With IOSCO Principles, Noting Enhancements
FTSE Russell, a leading global index provider, today announced that it has published its annual Statement of Compliance with recommendations made by the International Organization of Securities...
View ArticleWesley R. Bricker Named SEC Interim Chief Accountant
The Securities and Exchange Commission today announced that Wesley R. Bricker has been named the Commission’s Interim Chief Accountant responsible for the activities of the Office of the Chief...
View ArticleOntario Securities Commission Publishes Summary Report For Dealers, Advisers...
The Ontario Securities Commission (OSC) today published OSC Staff Notice 33-747 Annual Summary Report for Dealers, Advisers and Investment Fund Managers. The report describes initiatives undertaken by...
View ArticleConcurring Statement of Commissioner Sharon Y. Bowen Regarding the Division...
Concurring Statement of Commissioner Sharon Y. Bowen Regarding the Division of Clearing and Riskâs Memorandum to All Registered Derivatives Clearing Organizations Regarding Recovery Plans and...
View ArticleStatement of Chairman Timothy Massad on CFTC Staff Guidance Regarding...
Statement of Chairman Timothy Massad on CFTC Staff Guidance Regarding Clearinghouse Recovery Plans and Wind-Down Plans
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